About Equity Associates
Equity Associates Inc. is a high-end investment fund dealership established in 2003. They are unique in that all financial planners who join Equity Associates become a “Partner” which allows them to collectively have control over any substantial change to the dealership.
This ensures that the dealership maintains its independence and is operated with the best interest of planners and clients in mind rather than in the interest of big business.
The head office is based in Markham, Ontario and will only grow to comprise 250 of the highest calibre independent financial planners in Canada.
The main business premise of Equity Associates Inc. is to provide us and other partner offices with an automated and compliant operation platform. The compliance function is quite in-depth as they ensure that we meet all obligations under the Mutual Fund Dealer Association (MFDA) and other Provincial and Federal Securities regulations. Clients can be confident that their accounts are being administered professionally, ethically, and with the highest regard for industry standards.
Equity Associates Inc is a Mutual Fund, Exchange Traded fund and EMD Dealer in selected provinces. Commissions, trailing commissions, management fees, and expenses all may be associated with mutual fund investments. Past performance may not be an indicator of future performance. Individual situations vary and products/strategies may not be suitable for all investors. Individuals should all read Fund Facts or prospectus (or similar) before making an investment and speak to their financial professional to see if an investment is right for them.
The recommendations and opinions expressed herein are those of Ming & Associates and do not necessarily reflect those of Equity Associates Inc. They are not specifically endorsed by Equity Associates Inc. Articles on this site are not intended to provide individual financial, legal, tax or investment advice but rather is to be used for information purposes only.
Additional Products & Services Disclosure:
All other products or services provided other than mutual funds and Exempt Market products are subjected to your advisor provided that they are duly registered to do so under applicable legislation and the dealer approves such activity to be conducted outside of the dealer. Any activities related to such other occupation are not the business of the dealer and are not the responsibility of the dealer.